Quiz 2025 Realistic ISO-IEC-42001-Lead-Auditor Questions Pdf - Detailed ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Study Plan

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q28-Q33):

NEW QUESTION # 28
Which core element emphasizes that AI systems should be designed to avoid bias and ensure fair treatment for all individuals?

A. Transparency and Explainability
B. Accountability
C. Human-Centered Design
D. Fairness and Non-Discrimination

Answer: D

Explanation:
The principle ofFairness and Non-Discriminationis one of the core ethical and governance pillars emphasized inISO/IEC 42001:2023, especially inClause 4.2 (Understanding the needs and expectations of interested parties)andClause 6.1 (Actions to address risks and opportunities)where ethical risks related to AI systems are assessed.
According to the standard and accompanying PECB training guide, fairness is defined as ensuring thatAI systems do not create or perpetuate bias, and that individuals and groups aretreated equitably, with measures in place to detect and mitigate discrimination. This is often embedded in risk assessments and operational controls when managing AI systems.
In ISO/IEC 42001, organizations are required to considerethical, legal, and societal impactsof their AI systems, andFairness and Non-Discriminationis a key tenet oftrustworthy AI.

NEW QUESTION # 29
An AI system is being developed to assist elderly people in their daily activities. The system needs to be intuitive and align with the needs and values of its users. Which core element of AI should guide the design and development of this AI system?

A. Transparency and Explainability
B. Accountability
C. Human-Centered Design
D. Fairness and Non-Discrimination

Answer: C

Explanation:
The correct guiding principle in this scenario isHuman-Centered Design. This principle is explicitly emphasized inISO/IEC 42001:2023, particularly in the context of aligning AI systems withhuman needs, values, and well-being.
Human-Centered Design ensures that the AI system is designed with afocus on users, particularly vulnerable populations like the elderly. The AI should be intuitive, inclusive, and usable while enhancing human capabilities.
In ISO/IEC 42001:2023:
* Clause 4.2 (Understanding the needs and expectations of interested parties)requires that systems consider stakeholders, particularly end users, when defining system requirements.
* Clause 6.1.2 (AI risk identification and assessment)andClause 8.2.3 (Operational planning and control)reinforce designing systems that respect and respond to human diversity and usability needs.
ThePECB Lead Auditor Guide - Domain 1lists Human-Centered Design as one of thefoundational AI principlesessential for promoting trust, accessibility, and adoption among users - especially those with specific assistance needs.

NEW QUESTION # 30
Why is it important to have a clear and agreed audit scope?

A. To ensure all aspects of the management system are audited
B. To prevent any legal liabilities
C. To reduce the time required for the audit
D. To maintain confidentiality of audit findings

Answer: A

Explanation:
Aclear and agreed audit scopeensures that the audit willadequately cover all relevant areas of the AI Management Systemand that the audit team understands:
* Boundaries of the audit(departments, processes, AI systems)
* Objectives and criteria
* Whatmust be included or excluded
As perISO 19011:2018 - Clause 5.2, determining the audit scope is critical to ensuring theaudit is effective, relevant, and complete. Similarly, inISO/IEC 42001:2023 - Clause 9.2.1, the scope must be defined to evaluate the full effectiveness of the AIMS.
The PECB Lead Auditor Guide reinforces that without a clear scope, the audit risks missingcritical operational, ethical, or compliance-related areas.

NEW QUESTION # 31
An auditor is reviewing an AI system used for hiring processes at a tech company and discovers that the system disproportionately rejects candidates from certain ethnic backgrounds. The auditor previously consulted for this company on diversity strategies. Which management system auditing principle (as per ISO 19011) is at risk of being compromised in this scenario?

A. Fair Presentation
B. Confidentiality
C. Independence
D. Due Professional Care

Answer: C

Explanation:
The principle at risk here isIndependence. According toISO 19011:2018 - Clause 4(c), auditors must be independent of the activity being auditedandfree from bias or conflicts of interest.
Having previously consulted for the company ondiversity strategies, the auditor has aprior engagement that may affect impartiality, particularly since the audit involves evaluating bias and fairness in hiring practices - the same area previously advised on.
ThePECB Lead Auditor Guide - Domain 3reinforces that independence is crucial forobjective evidence gathering and unbiased conclusions, especially in audits involvingethical orreputational concerns.

NEW QUESTION # 32
The process to assess the potential consequences for individuals or groups of individuals, or both, and societies that can result from the AI system throughout its life cycle is known as:

A. Documentation of AI Systems
B. None of the above
C. AI System Risk Assessment
D. AI System Impact Assessment

Answer: D

Explanation:
The correct term here isAI System Impact Assessment(AIIA), which is distinctly referenced inISO/IEC
42001:2023 - Clause 6.1.2as part of the organization's process to identify and assesspotential impactsof AI systems on stakeholders.
An AIIA is designed to evaluate theethical, societal, legal, and human rights implicationsof AI use. It supportstransparency, stakeholder trust, and ethical alignment.
WhileAI Risk Assessment(Clause 6.1.1) focuses more on organizational and system-level risks (e.g., technical, legal), theImpact Assessmentlooks atexternal consequences- especially forindividuals and groups.

NEW QUESTION # 33
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Quiz 2025 Realistic ISO-IEC-42001-Lead-Auditor Questions Pdf - Detailed ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Study Plan

Detailed ISO-IEC-42001-Lead-Auditor Study Plan - ISO-IEC-42001-Lead-Auditor Exam Success

PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q28-Q33):

Pass Guaranteed Quiz 2025 PECB ISO-IEC-42001-Lead-Auditor: Accurate ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Questions Pdf

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